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<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI">Dear Björn,</span></p>
<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI"> </span></p>
<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI">Oh,
<i>mea culpa</i> – indeed, it is the Russian subjunctive participles and converbs that are not normative, although those exist, too.</span></p>
<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI"> </span></p>
<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI">As to your questions on Russian, there are dozens if not hundreds of experts on the list, so I’d rather
refrain from trying myself. As regards your general questions at the end of your message, I could imagine that your hypotheses have been or at least could be proven correct. Perhaps Martin Haspelmath’s ”On the cross-linguistic distribution of same-subject
and different-subject ‘want’ complements: Economic vs. iconic motivation” (2013) is something in this direction?</span></p>
<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI"> </span></p>
<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI">Best,</span></p>
<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI"> </span></p>
<p class="MsoNormal" style="line-height:115%"><span style="font-size:
10.0pt;line-height:115%;font-family:"Tahoma",sans-serif;mso-ansi-language:FI" lang="FI">Jussi</span></p>
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<div id="divRplyFwdMsg" dir="ltr"><font style="font-size:11pt" face="Calibri, sans-serif" color="#000000"><b>Frá:</b> Wiemer, Bjoern <wiemerb@uni-mainz.de><br>
<b>Sent:</b> laugardagur, 15. júlí 2023 21:27<br>
<b>Til:</b> Jussi Ylikoski; Christian Lehmann<br>
<b>Afrit:</b> lingtyp@listserv.linguistlist.org<br>
<b>Efni:</b> AW: [Lingtyp] Moods and non-finites?</font>
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<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">Dear Jussi,</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">thanks for pointing out these “interactions” between ‘potential’ and ‘conditional’ mood in Finnish, as well the (for me) intriguing parallel with the Russian irrealis-enclitic (so-called ‘particle’) =by and non-finite
forms. However, allow me to point out that there is nothing non-normative for Russian (and Russians, regardless of which degree of education) to produce examples like</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="text-indent: -18pt; margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"><span style="">(1)<span style="font:7.0pt "Times New Roman"">
</span></span></span><span style="color:black" lang="EN-US">Popi-t’ =by.</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> drink[pfv]-inf irr</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> ‘(I’d like to) drink something’</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">or</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="text-indent: -18pt; margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="CS"><span style="">(2)<span style="font:7.0pt "Times New Roman"">
</span></span></span><span style="color:black" lang="PL">L</span><span style="color:black" lang="CS">iš‘ =by ne opozda-t‘.</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> only irr neg be_late[pfv]-inf</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> ‘If only we/I don’t come late.’</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">And Sergey Say certainly has not claimed such cases to be non-normative…</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">However, this brings me to a question I’d like to ask you about Finnish, and the general community on this list as for other languages. In Russian, you often find a contrast between =by + infinitive and =by + l-form (I
prefer to not call this a past tense marker) which has to do with whether the clause subject coincides with the speaker or not. Thus, something as in clauses (1-2), with the infinitive, can only refer to the speaker (alone or within a group of people), and
in general there seems to be a strong bias (or maybe default) to interpret non-finite clauses with =by as referring to the speaker. If you want to circumvent this default, you have to insert a 2<sup>nd</sup> or 3<sup>rd</sup> person pronoun, e.g.</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="text-indent: -18pt; margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="PL"><span style="">(3)<span style="font:7.0pt "Times New Roman"">
</span></span></span><span style="color:black" lang="PL">Kak =by tebe ne prostudi-t’-sja
</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">how irr 2sg.dat neg get_cold[pfv]-inf-rfl</span></p>
<p style="margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">‘(I’m afraid / Be careful) you might get a cold.’</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">Conversely, the l-form (considered “finite”, with or without =by) is associated with clausal subjects that differ from the speaker, in otherwise identical environment (and meanings like fear or desire, see 1-2). Compare
(2) with (4):</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="text-indent: -18pt; margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="CS"><span style="">(4)<span style="font:7.0pt "Times New Roman"">
</span></span></span><span style="color:black" lang="PL">L</span><span style="color:black" lang="CS">iš‘ =by on-i ne opozda-l-i.</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="PL"> </span><span style="color:black" lang="EN-US">only irr 3-pl.nom neg be_late[pfv]-lf-pl</span></p>
<p style="margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">‘If only we don’t come late.’</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">Utterances like (5), with l-form and 1<sup>st</sup>-person subject, are not ruled out:</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="text-indent: -18pt; margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="CS"><span style="">(5)<span style="font:7.0pt "Times New Roman"">
</span></span></span><span style="color:black" lang="PL">L</span><span style="color:black" lang="CS">iš‘ =by ty ne opozda-l.</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="PL"> </span><span style="color:black" lang="EN-US">only irr 2sg.nom neg be_late[pfv]-lf-(sg.m)</span></p>
<p style="text-indent: 35.4pt; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">‘If only you(sg) don’t come late.’</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">I’m not sure whether there are usage-based accounts on the distribution of l-form + =by vs infinitive + =by in these environments for Russian (and whether Sergey’s paper you pointed out contains information on that). But
I wouldn’t be at all astonished if I learnt from such a study that there is a strong tendency for non-finite (independent!) clauses with =by to refer to the speaker – and that this applies practically exceptionless if the subject is only implicit (as in 1-2)
– in contrast to =by-clauses with l-form (i.e. the finite ones), which strongly correlate with referential non-identity of speaker and clausal subject.</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> Moreover, this distinction carries over into clause combining, e.g. with apprehensional predicates, if we change the speaker to main-clause subject. Compare (6a) and (6b):</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="EN-US">different subjects </span><span style="font-family:Symbol">®</span><span lang="EN-US"> balanced (symmetric):</span><span lang="EN-US"></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="PL">(6a) <i>Ja boj-u-s’, </i></span><span style="font-size:11.0pt" lang="PL"></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="PL"> </span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">1sg.nom
</span></span><span lang="EN-US">fear</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">[ipfv]-prs.1sg-rfl</span></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<i><span lang="EN-US"> kak by on-a ne prostudi-l-a-s’</span></i><span lang="EN-US">.</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US"></span></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="EN-US"> how </span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">irr</span></span><span lang="EN-US">
</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">3-f.nom neg</span></span><span lang="EN-US"> catch_cold</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">[pfv]-lf-sg.f-rfl</span></span><span lang="EN-US"></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="EN-US"> ‘I fear that she will catch a cold.’</span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="EN-US">identical subjects </span><span style="font-family:Symbol">®</span><span lang="EN-US"> deranked (asymmetric):</span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="EN-US">(6b) <i>Ja boj-u-s’,
</i></span><span style="font-size:11.0pt" lang="EN-US"></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US"> 1sg.nom</span></span><span lang="EN-US"> fear</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">[ipfv]-prs.1sg-rfl</span></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<i><span lang="PL"> kak by ne prostudi-t’-sja.</span></i><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="PL"></span></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="PL"> </span><span lang="EN-US">how </span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">irr</span></span><span lang="EN-US">
</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">neg</span></span><span lang="EN-US"> catch_cold</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">[pfv]-inf-sg.f-rfl</span></span><span lang="EN-US"></span></p>
<p style="text-align: justify; text-indent: 14.2pt; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<i><span lang="PL">= Ja boj-u-s’ prostudi-t’-sja</span></i><span lang="PL">.</span></p>
<p style="text-align: justify; text-indent: 21.2pt; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">1sg.nom</span></span><span lang="EN-US"> fear</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">[ipfv]-prs.1sg-rfl
</span></span><span lang="EN-US">catch_cold</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">[pfv]-inf-rfl</span></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="EN-US"> ‘I fear to catch a cold / that I will catch a cold.’</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">Theoretically, there is an alternative to (6b) with the l-form (“finite”); see (6c):</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="PL">(6c) <i>Ja boj-u-s’, </i></span><span style="font-size:11.0pt" lang="PL"></span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="PL"> 1sg.nom</span></span><span lang="PL"> fear</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="PL">[ipfv]-prs.1sg-rfl</span></span><span lang="PL">
</span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<i><span lang="PL"> kak by ja ne prostudi-l-sja</span></i><span lang="PL">.</span></p>
<p style="text-align: justify; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="PL"> </span><span lang="EN-US">how </span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">irr 1sg.nom neg</span></span><span lang="EN-US"> catch_cold</span><span style="font-family: "Times New Roman", serif; font-variant: small-caps; text-transform: none;"><span lang="EN-US">[pfv]-pst(-m.sg)-rfl</span></span><span lang="EN-US"></span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span lang="EN-US"> ‘I fear that I will catch a cold.’</span><span style="color:black" lang="EN-US"></span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">However, all informants I asked about (6c) judged it to be artificial. And I have never seen a single corpus example like this (or caught any in free speech).</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">Thus, there is one question whether the dependent clauses in (6b) are “less finite” than those with the l-form, and whether (1-3) are less finite than (4). If such a decision were taken (on whatever theoretical premises),
it would obviously hinge on whether person is marked as an agreement trigger on the verb or not. But apart from this more theory-dependent question, there is another, probably more interesting one:
</span></p>
<p style="text-indent: -18pt; margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"><span style="">1)<span style="font:7.0pt "Times New Roman"">
</span></span></span><span style="color:black" lang="EN-US">Is the bias for speaker’s auto-reference with non-finite predicates (vs a tendency to block this reference for predicates bearing signs of finiteness) a cross-linguistically common phenomenon?</span></p>
<p style="text-indent: -18pt; margin: 0cm 0cm 0.0001pt 36pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"><span style="">2)<span style="font:7.0pt "Times New Roman"">
</span></span></span><span style="color:black" lang="EN-US">And can such a bias be explained simply as an epiphenomenon of the speaker’s ego-orientation, i.e. the speaker’s default preference to themselves (unless explicitly marked otherwise)?</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">I’d appreciate comments and reports on concrete facts from other languages, of course, also from Finnish.</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">Best,</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US">Björn.</span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
<p style="margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="color:black" lang="EN-US"> </span></p>
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<b><span style="font-size:11.0pt; font-family:"Calibri",sans-serif" lang="EN-US">Von:</span></b><span style="font-size:11.0pt; font-family:"Calibri",sans-serif" lang="EN-US"> Lingtyp [mailto:lingtyp-bounces@listserv.linguistlist.org]
<b>Im Auf</b></span><b><span style="font-size:11.0pt; font-family:"Calibri",sans-serif">trag von
</span></b><span style="font-size:11.0pt; font-family:"Calibri",sans-serif">Jussi Ylikoski<br>
<b>Gesendet:</b> Samstag, 15. Juli 2023 15:45<br>
<b>An:</b> Christian Lehmann <christian.lehmann@uni-erfurt.de><br>
<b>Cc:</b> lingtyp@listserv.linguistlist.org<br>
<b>Betreff:</b> Re: [Lingtyp] Moods and non-finites?</span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">Dear All,</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">Many thanks for the many replies that are longer and denser than I can chew and digest in real time! I like the way we can look at things from various perspectives
on this list. Unsurprisingly, it appears that both "mood" and "finiteness" are considered matters of definition here, and we are far from having one-size-fits-all definitions for these notions, and are probably not attempting that either.</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">Most of the comments revolve around semantic issues rather than morphology and the morphological moods which was my original starting point. While I appreciate
all of them, and will read them over and over again, I'd like to limit my own comments to Juergen's ponderings about the distinction between modal(ity) operators and mood operators. This distinction seems to provide a partial explanation to not only the participle
in my original message, but also to the fact that the Finnish "potential mood" (_-ne-_ 'probably') can also be marginally combined with the conditional mood (-isi- 'would'), where _anta-ne-n_ 'I will probably give' and _anta-isi-n_ 'I would give' yield forms
like _anta-ne-isi-n_ 'I would probably give'. (Now, some Finnish list members may object, but even though the latter form seems to have its roots in somewhat arbitrary language planning in the 19th century, such forms are still being used also by those who
don't know that "such forms do not really exist".)</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">In addition to the responses on the list, I'd like to mention that Sergey Say made me aware of his interesting paper "Нефинитные формы сослагательного наклонения
в русском языке" ('Non-finite forms of the subjunctive mood in Russian', <a href="https://nenadict.iling.spb.ru/publications/1525" style="color: blue; text-decoration: underline;">
https://nenadict.iling.spb.ru/publications/1525</a>). Although the Russian subjunctive is not about morphology only but consists of the past tense followed by the particle _бы_ (_by_), the non-normative use of _by_ with the infinitive (and to lesser extent
with participles and converbs) seems to have many resemblances with the Finnish potential non-finites.</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">To those who are interested in my own problem and the Finnish non-finites: As it appears that there are no global, typological bans on combining "(morphological)
moods" and "non-finites" (however defined), let me illustrate what seems to have happened in Finnish where the 3PL suffix _-vat/-vät_ goes historically back to the nominative plural (_t_) of the present participle in _-va/-vä_. I don't have first-hand evidence
that the "potential participle" has emerged in plural at first, but the following analogy seems to be the neatest explanation for what has happened:</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI">(1) Remonti-t valmistu-vat elokuu-ssa.</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> renovation-PL be.completed-3PL August-INE</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> 'The renovations will be completed in August.'</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> –––––––––––––––––––––––––––––––––––––––––––––––––––––––</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI">(2) elokuu-ssa valmistu-va-t remonti-t</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> August-INE be.completed-PTCP-3PL renovation-PL</span><span style="color:black"></span></p>
<p style="line-height: 115%; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> 'the renovations that will be completed in August'</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">equals to the potential mood as follows:</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI">(3) Remonti-t valmistu-ne-vat elokuu-ssa.</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> renovation-PL be.completed-POT-3PL August-INE</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> 'The renovations will probably be completed in August.'</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> –––––––––––––––––––––––––––––––––––––––––––––––––––––––</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI">(4) X</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">...where X is, by analogy,</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI">(4) elokuu-ssa valmistu-ne-va-t remonti-t</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> August-INE be.completed-POT-PTCP-3PL renovation-PL</span><span style="color:black"></span></p>
<p style="line-height: 115%; margin: 0cm 0cm 0.0001pt; font-size: 12pt; font-family: "Times New Roman", serif;">
<span style="font-size:10.0pt; line-height:115%; font-family:Courier; color:black" lang="FI"> 'the renovations that will probably be completed in August'</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">In (4), the verb form _valmistunevat_ is fully in line with the Finnish morphology, as it is the very form for the plural potential 'will probably be completed'
(3). What is new here is that _valmistunevat_ has been reanalyzed as a plural participle based on the potential mood stem _valmistu-ne-_. Since the form is morphologically and semantically transparent, it appears quite natural to combine the potential mood
with the participle marker. And as the plural _valmistu-ne-va-t_ is a quite unproblematic in itself, it is only natural to extend the use of the "potential participle" from plural to singular as well (_valmistu-ne-va_ in Example (2) of my original query).</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">As native speakers, me and my informants are quite happy with the potential participles that can be attested in hundreds, so that the only major "problem"
is that the grammar leaks in the way that only one of the four moods of the language is occasionally used in non-finites such as the ones seen here – although they "shouldn't", because the Finnish mood is traditionally defined as belonging to finite verbs
only. (There are also some other analogous non-finites, but they are more marginal and more difficult to explain.)</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">Best,</span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI"> </span><span style="color:black"></span></p>
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<span style="font-size:10.0pt; line-height:115%; font-family:"Tahoma",sans-serif; color:black" lang="FI">Jussi</span><span style="color:black"></span></p>
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<b><span style="font-size:11.0pt; font-family:"Calibri",sans-serif; color:black">Frá:</span></b><span style="font-size:11.0pt; font-family:"Calibri",sans-serif; color:black"> Christian Lehmann <<a href="mailto:christian.lehmann@uni-erfurt.de" style="color: blue; text-decoration: underline;">christian.lehmann@uni-erfurt.de</a>><br>
<b>Sent:</b> laugardagur, 15. júlí 2023 16:23<br>
<b>Til:</b> Adam James Ross Tallman<br>
<b>Afrit:</b> <a href="mailto:lingtyp@listserv.linguistlist.org" style="color: blue; text-decoration: underline;">
lingtyp@listserv.linguistlist.org</a><br>
<b>Efni:</b> Re: [Lingtyp] Moods and non-finites?</span><span style="font-size:10.0pt; font-family:"Tahoma",sans-serif; color:black">
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<span style="font-size:10.0pt; font-family:"Tahoma",sans-serif; color:black">Okay, then let's agree that no-one of those who have taken part in this discussion has implied any assumptions on discreteness of the distinction between finite and non-finite.<br>
<br>
I see finiteness as one of those many concepts of traditional grammar which have, over the past two and a half millennia, proved useful in the description of the languages that they were coined for and for some other SAE languages that are sufficiently similar.
Given such a grammatical concept, the question for the typologist is then: Assume you discover in an unrelated language a phenomenon which reminds you of that familiar concept: should the phenomenon be subsumed under it, and if so, under what conditions? Given
a positive answer to the first question, you take those structural and functional features which constitute the traditional concept as a point of departure and relax them so that the new phenomenon falls under the concept. You then check whether the expanded
concept is still useful. [And here we need an explanation of what constitutes the usefulness of a scientific concept.] It may, for instance, now overlap with other known concepts, or the relaxed criteria may now be too weak; so the expansion was not useful.<br>
<br>
Now applying this to 'finite vs. non-finite': In those languages for which the distinction was first made, the definition is simply: A verb form inflected for person is finite, other verb forms are non-finite. And it has always been clear that the distribution
of these two kinds of forms over syntactic constructions is such (with appropriate refinements) that finite forms occur in independent clauses while non-finite forms occur in dependent verbal constructions.<br>
<br>
You then come across a language like Cabecar (Chibchan) in which the verb does not inflect for person in the first place. A possible reaction of the analyst is: The language lacks the finiteness distinction. Most analysts (including me) have not resorted to
this reaction, for at least two reasons: First, naming the structural phenomena of every language by new terms only because they do not straightforwardly fall under a traditional concept is simply not feasible. Comparative linguists would no longer be able
to communicate. Second, there is a more general basis to the traditional concept which is tangible in Cabecar, too: In certain dependent constructions, the verb lacks certain conjugation categories which it has as the main verb of an independent clause. In
Cabecar, this is mood and aspect. Thus, Cabecar (as many other non-SAE languages) possesses a finiteness distinction.<br>
<br>
In the particular case of the finiteness distinction, we are in the happy situation to be able to heed Saussure's and Jakobson's advice that what matters in language structure are differences. In the case at hand, it is not necessary to name any particular
features like conjugation for person etc. to define 'finite'. It suffices that the language distinguish between the conjugation of a verb which is the main predicate of a sentence and its conjugation in certain subordinate constructions, and that this distinction
can be made in terms of conjugation categories which are marked in the former context, but not in the latter. The methodological situation is not nearly as comfortable in cases like 'ergative' or 'applicative', as these do not presuppose a (gradual) binary
distinction.<br>
<br>
A next step in the expansion of the concept could then be, as suggested by Jürgen and others before him, to apply the finiteness distinction not only to verb forms, but also to verbal constructions and even to clauses. Although an expansion of this sort has
certainly been useful in some cases, there are always limits for such expansions. For instance, certain modal particles occur in German independent clauses which are banned from subordinate clauses. This would not seem to be a good reason to call the latter
less finite.<br>
<br>
It is along these lines that I think we can still make responsible use of traditional concepts.<br>
<br>
Best,<br>
Christian</span></p>
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<span style="font-size:10.0pt; font-family:"Courier New"; color:#4C1130">Dear Cristian and everyone,</span></p>
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<span style="font-size:10.0pt; font-family:"Courier New"; color:#4C1130">Read the comments more carefully before replying because I did not say nor imply that the concept should be dispensed with.</span></p>
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<span style="font-size:10.0pt; font-family:"Courier New"; color:#4C1130">Adam</span></p>
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<span style="font-size:10.0pt; font-family:"Tahoma",sans-serif; color:black">On Sat, Jul 15, 2023 at 12:46 PM Christian Lehmann <<a href="mailto:christian.lehmann@uni-erfurt.de" style="color: blue; text-decoration: underline;">christian.lehmann@uni-erfurt.de</a>>
wrote:</span></p>
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<span style="font-size:10.0pt; font-family:"Tahoma",sans-serif; color:black">Dear Adam and everybody,<br>
<br>
just a brief reply to this:</span></p>
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<span style="font-size:10.0pt; font-family:"Courier New"; color:#4C1130" lang="FI">For a functional-typological audience, I'm sort of surprised the distinction is still brought up as if it was discrete (or not just a matter of definition as Martin points out),
since Bybee discussed the issue of inflectional status as a continuum with lexical/derivational in her Morphology book some 30+ years ago. It's also well-known that these notions of inflection/finiteness are tricky or nonapplicable in many so-called polysynthetic
languages (e.g. de Reuse 2009).</span><span style="font-size:10.0pt; font-family:"Courier New"; color:#4C1130"></span></p>
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<span style="font-size:10.0pt; font-family:"Tahoma",sans-serif; color:black">It is a recurrent misunderstanding among typologists, chiefly of particularist persuasion, that a grammatical concept should be dispensed with because it is not discrete, covers a
continuum, is not applicable to all languages or what not. If one takes this position, then
<b>no</b> grammatical concept whatsoever can be used in the description of more than one language. It seems more realistic, and even methodologically more fruitful, to live by concepts whose cross-linguistic application is "tricky".<br>
-- </span></p>
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<p><span style="font-size:9.0pt; font-family:"Tahoma",sans-serif; color:black">Prof. em. Dr. Christian Lehmann<br>
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<span style="font-size:10.0pt; font-family:"Tahoma",sans-serif; color:black">-- </span>
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<p><span style="font-size:9.0pt; font-family:"Tahoma",sans-serif; color:black">Prof. em. Dr. Christian Lehmann<br>
Rudolfstr. 4<br>
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