16.2680, Review: Phonology: van Oostendorp & van der Weijer (2005)

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Subject: 16.2680, Review: Phonology: van Oostendorp & van der Weijer (2005)

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1)
Date: 15-Sep-2005
From: Michael Cahill < Mike_Cahill at sil.org >
Subject: The Internal Organization of Phonological Segments 

	
-------------------------Message 1 ---------------------------------- 
Date: Fri, 16 Sep 2005 15:38:35
From: Michael Cahill < Mike_Cahill at sil.org >
Subject: The Internal Organization of Phonological Segments 
 


Announced at http://linguistlist.org/issues/16/16-1197.html 

Date: Fri, 9 Sep 2005 15:15:17 -0500 
From: Mike Cahill <Mike_Cahill at sil.org>
Subject: The Internal Organization of Phonological Segments 

EDITORS: van Oostendorp, Marc; van de Weijer, Jeroen
TITLE: The Internal Organization of Phonological Segments 
SERIES: Studies in Generative Grammar 77
PUBLISHER: Mouton de Gruyter
YEAR: 2005

Mike Cahill, SIL International

SYNOPSIS

This volume is a collection of eleven papers selected from presentations 
at the first Old-World Conference on Phonology held in Leiden in January 
2003. As the editors note, the rise of Optimality Theory (OT) in the 1990s 
had the most benefit for subdisciplines of phonology concerned with 
conflicts. OT excels in matters of alternations and variation, but ignores 
matters of representation. The papers in this volume are an explicit 
attempt to complement OT in the area of representations. 

After a valuable introductory chapter in which the editors summarize the 
contributions, the papers are grouped into three areas: five general 
papers on Feature Geometry, and three papers each on specifics of Nasality 
and Laryngeal Features in various languages. I will summarize and comment 
on each paper, than give an evaluation of the book as a whole.

PART 1, on Features and feature geometry, begins with "Optimal Geometries" 
by Christian Uffman. OT does not explicitly deal with the question of 
representations, but Uffman proposes that representations still have a 
positive role to play, even within OT. In particular, Feature Geometry 
(FG) can act as a representational filter on GEN, the generator function 
of OT. He first points out that there is no generally accepted theory of 
segment interaction within OT (even the most common phonological processes 
of assimilation do not have an agreed-upon analysis), and asserts that 
representations are compatible with OT, unlike some other researchers' 
proposals, such as strict locality proposals. Far from complicating the 
phonology, representations can simplify OT by inherently filtering out 
impossible configurations and thus simplifying the set of constraints that 
need be considered. He introduces five general constraints that refer to 
FG structure, relating them to non-structural constraints already in the 
literature and showing the economy of constraints that results. One result 
of this approach is that Uffman can do away with constraint proposals that 
explicitly enforce assimilation (e.g. AGREE) in favor of the interaction 
of the more basic markedness and faithfulness constraints. For example, 
for voicing assimilation, he invokes a constraint *[+/- voice], penalizing 
every separate [voice] autosegment, and incorporates structure by the 
constraint FAITH (Onset). Uffman also illustrates how the theory would 
work with long-distance consonant voicing in Kera, vowel epenthesis in 
loanwords, even in languages with multiple strategies, and in the long-
distance voicing dissimilation process known as Dahl's Law. He ends with a 
proposal that other phenomena such as vowel harmony, traditionally 
problematic in OT, would be handled more readily by incorporating FG 
structure into OT.

The next paper is "Variability in feature affiliations through violable 
constraints: the case of [lateral]" by Moira Yip. Her position on the 
internal organization of speech segments is that they have no internal 
organization. She argues that [lateral] has been shown to be a dependent 
of different nodes in FG in different languages, and that this argues 
against a universal configuration of FG. Yip argues that OT handles these 
phenomena easily by rankable co-occurrence constraints such as 
*LateralDorsal. She thereby avoids what she terms the "excessive rigidity" 
of a fixed FG. Yip's constraints generate the inventories found in 
languages: laterals' preference to be sonorants and the common place being 
coronal. She uses these constraints to give an an account for [Nl] -> [ll] 
in Selayarese but [nl] in Chukchi, as well as patterns from Sanskrit, 
Polish, Flemish, Yanggu Chinese, Tahltan, and Toba Batak. Yip goes beyond 
Padgett (2000) who replaces FG with feature classes. Yip maintains that in 
an OT approach, not even feature classes are necessary. Are there then any 
representational restrictions at the GEN level of OT? The answer is 
unclear. 
Two typological predictions that she notes are unattested do weaken the 
force of the paper: that labial laterals exist, and that assimilation 
should create velar dorsals. Also, it is surprising that Yip spends so 
little time and cites such ambiguous evidence for [lateral]'s existence, 
considering the detailed arguments raised against its existence by Walsh 
(1997) and others, who deal with some of the same data Yip cites. If 
[lateral] does not exist, then this might explain why other researchers 
attempting to find an invariant position for it in FG have come to 
conflicting conclusions. 

The next paper is "The geometry of harmony" by Don Salting. Salting 
supports FG within OT, rather than an unrestrained system of featural co-
occurrence constraints. He proposes an entirely non-SPE system of height 
features, more abstract rather than purely phonetically based, which are 
connected to geometry (his "Nested Subregister Theory") to account for 
vowel harmony. Vowels are assigned features according to their systemic 
properties, so /e, o/, for example, do not always have the same featural 
specifications from one language to another. In this proposal, an Aperture 
node has two daughters, and each of these also has two, making four height 
categories (degrees of openness), somewhat reminiscent of tone feature 
proposals by Yip and others. He demonstrates five phonological strategies 
languages use when there is a gap in the inventory - transparency, 
opacity, new segment, "clean-up", and epenthesis. He glosses over some 
details and differences between languages in his OT analysis by using a 
general constraint HARMONY in judging whether the harmony has occurred, 
and a longer version of this article would profit from an unpacking of the 
HARMONY constraint. Salting extends his Nested Subregister theory to vowel 
place as well, with four degrees of backness, phonologically defined for 
each language. One consequence of this approach is that the opacity of /a/ 
comes as a result not of a [low] feature, but its marked Place.

The fourth paper of this section is "Piro affricates: Phonological edge 
effects and phonetic anti-edge effects" by Yen-Hwei Lin. In this well-
documented contribution examining Piro (Aawakan, Peru), the basic question 
is whether affricates have a contour representation of [cont] or not, 
though the focus is not on the specific representation within FG. The 
author cites past analyses of affricates as phonological contour segments 
and as phonological stops. Following other researchers, he treats alveolar 
and palatoalveolar affricates [ts, tS] as strident, and the palatal 
affricate [tç] as non-strident. Using a derivational OT approach (e.g. 
Kiparsky 2000), he proposes that affricates are strident stops at the 
lexical level, but at the postlexical level, they are contour segments 
with ordered [-cont], [+cont] features. The relevant co-occurrence 
constraints are ranked differently at the lexical and post-lexical levels. 
The most important conclusion is the basic nature of affricates as stops, 
though not the strongest version of the Stop hypothesis. The importance of 
a derivational model of OT is demonstrated, as is the importance of the 
feature [strident] in the analysis of affricates.

The fifth and final paper of this section is "On the internal and external 
organization of sign language segments: some modality-specific properties" 
by Els van der Kooij and Harry van der Hulst. The question "What is a 
segment in a sign language (SL)?" is the central point examined here, and 
the authors, using data from Nederlandse Gebarentaal (a Dutch SL), propose 
that a sign is a single segment. The feature tree of a sign has daughters 
of Articulator and Location, and under Articulator is Handshape and 
Orientation. Under Handshape, Orientation, and Location, there will be one 
or two features. (The exact identity of these features is not generally 
agreed upon. They omit an explicit Movement feature, seeing this as 
redundant once the others are specified.) But since a sign (=segment) has 
internal temporal structure, this segment can be viewed as dominating a 
syllabic level. If this is so, then syllables in SLs are not 
suprasegmentals, but are segment-internal, a reversal of the dominance 
relationship in spoken languages. An alternative view, that of a sign 
being a complex segment like an affricate or prenasalized stop, is 
discussed as a reasonable alternative, especially given the "intuitive 
oddness" of the intrasegmental syllable proposal. Their conclusion is that 
these alternatives may turn out to be mere terminological variants: the 
real point is the specific structure they propose. In a survey of signs 
they see that linear order of features is largely predictable and so needs 
no lexical representation, with a few exceptions.

Part 2 has papers on Nasality, and begins with "On the ambiguous segmental 
status of nasals in homorganic NC sequences" by Laura Downing. NC 
sequences labeled as prenasalized stops have no consistent phonetic 
differences from those analyzed as sequences, and no language has an 
unambiguous contrast between prenasalized segments and NC clusters, so 
phonological evidence must be the determiner. In Bantu languages, a long 
vowel preceding NC is generally taken as evidence that the input mora of 
the nasal has been re-associated to the preceding vowel. The author 
proposes a different solution, that the N and preceding vowel share the 
mora, and N is ambisyllabic, linked to both syllables. She supports this 
by showing that in a variety of languages, pre-NC lengthening can occur 
without resyllabification of the N. (Reasons for the lengthening could 
well include enhancement of the prominence of the vowel relative to the 
nasal without invoking syllables at all.) She offers cross-Bantu evidence 
from reduplication and tone assignment that N is syllabified as a coda. A 
fairly detailed OT analysis is offered with constraints to account for the 
association of moras and segments. She then evaluates evidence that has 
been previously cited for NC as single segments (Bantu has only open 
syllables, word-initial NC, extragrammatical tests such as language games 
and pauses) and shows that these have less force and value than sometimes 
supposed. The conclusion is that Bantu languages, at least, have no unit 
prenasalized stops, but that cases of NC are clusters, with a particular 
geometry.

The next paper is "Areal and phonotactic distribution of N" by Gregory 
D.S. Anderson ("N" representing the velar nasal here). The author has a 
database of 512 genetically balanced languages, and shows that while /N/ 
is common in Australian languages, Southeast Asia, and a band across 
Africa, it is rare in European ones and not very common in American ones. 
Word-initial /N/ is more restricted, and other areal phonotactics are 
presented. This is an interesting paper, but it seems unrelated to the 
theme of the book.

The last paper in this section is "Cryptosonorant phonology in Galice 
Athabaskan" by Siri G. Tuttle. Galice, an extinct language documented in 
the 1950s and earlier, has a phoneme that sometimes appears as [d] but 
acts as a sonorant; this is the "cryptosonorant" of the title. Two 
morphemes, the second person singular subject and the perfective morpheme, 
evidently consist of an autosegmental [nasal] feature, which nasalizes 
both the appropriate prefix vowel and changes /d/ to [n]. Sometimes the 
nasal vowel is separated from the initial nasal consonant by an oral 
vowel, and this is the challenging pattern to account for. The author 
builds on Rice's (1993) geometrically represented proposal for Sonorant 
Voice so that /d/, as a Sonorant, can bear nasality. She proposes that 
only unlinked [nasal] can spread (nasality from stems does not), and 
proposes an OT analysis aligning the phonological feature [nasal] to a 
left edge of a SYLLABLE, and the morphological feature 2sg Subj to the 
left edge of the STEM. The gapped configuration of the [nasal] feature 
falls out of the interaction of these constraints. The author seems 
unclear on whether autosegmental representations are necessary or not: she 
uses them for illustrative purposes, but for the formal tableaus, they are 
nowhere in sight, and the constraints make no mention of them. The 
contribution to "internal structure of segments" thus seems ambiguous. It 
is more of a reinforcement of the notion that in at least some languages, 
obstruents may have features more commonly associated with sonorants.

Part 3, on Laryngeal Features, begins with "On the phonological 
interpretation of aspirated nasals" by Bert Botma. He observes that 
besides the normal unmarked voiced nasals, some languages have voiceless, 
laryngealized, or breathy-voiced nasals. Interesting, while a language may 
have both laryngealized and another marked nasal, no language (at least of 
the 12 he presents) has both voiceless and breathy-voiced nasals, and he 
proposes that these comprise a single phonological category, which he 
terms "aspirated nasals." He gives a useful review of Element-based 
Dependency Theory, and then proposes a structure for "aspirated nasals." 
This Dependency structure includes the elements |L|, showing intrinsic 
voicing, and |H|, showing voicelessness or aspiration or breathy voice in 
the theory. The structure does not express linear order, so several 
phonetic realizations are possible. However, no language appears to have a 
contrast in these realizations, lending support to the assertion that 
these are manifestations of a single phonological representation. He 
amplifies on this with data from a number of languages. The author 
discusses diachronic evidence showing that aspirated nasals come from a 
historical *sN sequence, and that his structure accounts for this nicely. 
He then concludes with a discussion of the interaction of tone with the 
|H| and |L| elements, concluding that there |H| is involved in both High 
tone and aspiration, but the relation is not straightforward. 

The next paper is "The representation of the three-way laryngeal contrast 
in Korean consonants" by Hyunsoon Kim. In this, the author examines the 
well-known lenis-fortis-aspirated contrast in Korean, first giving 
examples of one class changing to another in appropriate environments. She 
reviews the extensive literature on proposals on how to represent these 
contrasts in terms of features. She cites a recent MRI study that measured 
several dimensions of articulatory movement with these contrasts, and 
found two independent patterns for the coronal stops and affricates. 
First, four measures (including closure duration and glottal height) 
varied from short to long/high in the order lenis, aspirated, and fortis. 
In contrast, glottal width varied from narrow to wide in a different 
order: fortis, lenis, and aspirated. As a result of these, Kim proposes 
that all Korean stops are singletons (no contrastive length) and use 
features [spread glottis] (s.g.) and [tense]. Stops are specified as 
follows: lenis are [-s.g., -tense], fortis are [-s.g., +tense], and 
aspirated are [+s.g., +tense]. (The Jacobsonian feature [tense] is 
redefined somewhat.) These specifications account for the fact that fortis 
and aspirated form a natural class around the feature [+tense], and lenis 
and fortis form a natural class around [-s.g.]. She illustrates this by 
data from "intensified expression" and French and Japanese loans as an 
illustration of the first class, and English loans illustrate the second 
class. Specifically, [constricted glottis] is not motivated in Korean.

The final paper is "Diachronic evidence in segmental phonology: the case 
of obstruent laryngeal specifications" by Patrick Honeybone. The author, 
after an overly long introduction, notes two traditions. The first, 
perhaps "standard tradition," describes the difference between /p,t,k/ 
and /b,d,g/ with the feature [voice]. The second tradition asserts that 
there are two types of languages: Type A (e.g. English, German) has 
aspirated voiceless stops, little if any voicing in "voiced stops," and 
assimilation to voicelessness, while Type B languages (e.g. Dutch, 
Spanish) have unaspirated voiceless stops, fully voiced voiced stops, and 
assimilation to voicing. The assertion is that in Type A languages the 
transcription above is not correct, and thus the featural difference in 
stops is not [voice] in these languages. The diachronic evidence comes 
from an apparent merger of "voiced" and "voiceless" stops in some non-
standard German varieties to voiced stops, and "voicing of fricatives" 
from Old English to some varieties of Middle English. These seem 
counterexamples to the claimed markedness universal that voiced obstruents 
exist only if there also exist voiceless ones. However, this apparent 
problem disappears if the second tradition is adopted, that is, if the 
difference is not [voice] at all, but [spread]. In this case, the starting 
point is aspirated vs. unaspirated obstruents, and one set loses its 
aspiration. This "delaryngealization" is predicted to occur, and is now 
seen as a natural development. This is a fascinating article, but again 
seems to have more to do with specific features than how they are 
organized.

DISCUSSION

This book is a welcome contribution to phonology, raising the question of 
representations and featural organization that many phonologists assume is 
irrelevant. A majority of the authors allow that in this era dominated by 
OT, there is still a place for representations to make a fruitful 
contribution (though Yip argues against this). As such, it deserves 
consideration and further research to respond to the claims advanced here.

The volume is attractively bound, but some editing errors such as 
misspellings, miscapitalization, misnumbering of sections, and 
unalphabetical ordering of references (each of which happened multiple 
times) mar the volume.

It includes a helpful language index, containing over 300 languages 
referred to in the papers. The author index is welcome but has the curious 
characteristic of listing co-authors not as individuals, but as a unit, 
e.g. Kisseberth does not get a line of his own, but is included 
in "Kenstowicz, M. & C. Kisseberth." 

REFERENCES

Kiparsky, Paul. 2000. Opacity and Cyclicity. The Linguistic Review 17:351-
365.

Padgett, Jaye. 2000. Feature classes in phonology. Language 78.1:81-110.

Rice, Keren. 1993. A reexamination of the feature [sonorant]: sonorant 
obstruents. Language 69.2: 308-344.

Walsh, Laura. 1997. The Phonology of Liquids. Ph.D. dissertation, 
University of Massachusetts, Amherst. 

ABOUT THE REVIEWER


Mike Cahill has done on-site linguistic investigation in the Konni 
language of northern Ghana for several years, including application to 
literacy and translation work. He received his Ph.D. from Ohio State 
University in 1999, and is primarily interested in African phonology, 
cross-linguistic patterns in tone, and labial-velar stops and nasals. He 
currently serves as SIL's International Linguistics Coordinator. 




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