15.3139, Review: Syntax/Typology: Bril & Ozanne-Rivierre (2004)

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LINGUIST List: Vol-15-3139. Mon Nov 08 2004. ISSN: 1068 - 4875.

Subject: 15.3139, Review: Syntax/Typology: Bril & Ozanne-Rivierre (2004)                                                                                                                                                          

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1)
Date: 08-Nov-2004
From: Kalyanamalini Sahoo < kalyanamalini at yahoo.com >
Subject: Complex Predicates in Oceanic Languages:  Studies in the Dynamics of Binding and Boundness 
 

	
-------------------------Message 1 ---------------------------------- 
Date: Mon, 08 Nov 2004 16:13:32
From: Kalyanamalini Sahoo < kalyanamalini at yahoo.com >
Subject: Complex Predicates in Oceanic Languages:  Studies in the Dynamics of Binding and Boundness 
 

EDITORS: Bril, Isabelle; Ozanne-Rivierre, Françoise 
TITLE: Complex Predicates in Oceanic Languages 
SUBTITLE: Studies in the Dynamics of Binding and Boundness 
SERIES: Empirical Approaches to Language Typology 29 
PUBLISHER: Mouton de Gruyter 
YEAR: 2004
Announced at http://linguistlist.org/issues/15/15-2154.html


Kalyanamalini Sahoo, unaffiliated scholar

OVERVIEW 

This book contains a collection of 14 articles. Along with a short 
abstract, each article typically starts with an introduction and with 
proper sections and subsections, ends with a conclusion/summary, a 
list of orthographic conventions and abbreviations of the linguistic 
terminologies used in the article, and notes. At the end of the volume, 
there is a common bibliography for all the articles and an index of 
languages referred to in the articles.

The volume is a contribution to the topic of complex predicates in 
Oceanic languages. After a short introduction by the editors regarding 
the organization and objectives of the book, the volume starts with 
Isabelle Bril's article, which is an introduction to the volume. It 
synthesizes the main data and findings of this volume from a 
theoretical and typological perspective. It is followed by Gunter Senft's 
broad overview of the research history and data on the topic of serial 
verbs in various Austronesian and non-Austronesian Papuan 
languages. Then come several detailed case-studies of complex 
predicates in various Oceanic languages focusing both on synchronic 
and diachronic factors.

SUMMARY Isabelle Bril's article provides an excellent introduction to 
typological study of complex predicates in Oceanic languages. It 
addresses a broad spectrum of phenomena on complex predicates 
irrespective of the great variety of structural patterns and language 
specific-parameters and syntactic constraints. It presents the facts on 
Complex predicates discussed in the articles of this volume, uses data 
from numerous different languages to support the claims, and 
provides cross-linguistic comparisons.

Gunter Senft's article presents different types of Serial Verb 
Constructions (SVCs) found in Austronesian and Papuan languages 
and gives a general account of verb serialization in terms of features, 
types, grammatical functions, syntactic descriptions, semantic roles, 
order of verbs etc.. It discusses event conceptualization in SVCs and 
argues for a cognitive approach rather than a purely syntactic 
approach to the analysis of verb serialization.

Nuclear-layer serialization and core-layer serialization, out of the two 
types of serialization found in the Oceanic languages, nuclear-layer 
serialization is well attested in Saliba. However, Anna Margets claims 
that core-layer serialization is also found in Saliba, although restricted 
to a few constructions, like constructions expressing manner of 
motion, followed by path-encoding motion. These constructions differ 
from a free sequence of verbs by a number of formal criteria including 
word order and formation of the sequence by a closed class of verbs.

Considering serial and complex verb constructions in Teop, Jessika 
Reinig claims that the two-verb sequence SVCs typically operate on 
the nuclear layer. The three types of SVCs found in this language are: 
(i)[an in/transitive verb that implies a kind of motion + an intransitive 
direction verb], the sequence specifies the direction of the first verb. (ii)
a sequence of two verbs that expresses either two states of affairs 
that happen simultaneously, or a purposive action. In such sequences, 
only the last verb can be transitive and the transitivity of the complex 
is determined by the transitivity of this verb. (iii) a directional proclitic 
that only appears in combination with another verb and the transitivity 
in such sequences is determined by the transitivity of the second verb. 
Such type of sequences seem to be cases of specialization and 
grammaticalization varying with position.

In Mwotlap language, most VPs consisting of two or more verb roots 
chained together <V1- V2>, function like a single verb. In such 
sequences, V1 functions as the head of the sequence and V2 as the 
modifier of the head. The sequence can refer only to a single action, 
hence, the valencies of both the verbs merge into that of the whole 
macro-verb. Alexandre François investigates such sequences and 
comes to the conclusion that calling such sequences 'serial verbs' 
would mislead linguistic analysis as the V2 in such sequences is really 
an adjunct. And if this adjunct is a binary predicate, it influences the 
syntactic behaviour of the macro verb more than that of an unary 
predicate. It is interesting to note that some verbs, along with other 
word classes, take part in this mechanism and the adjunct has a major 
syntactic function in the clause.

Studying Anejom, the Southern Vanuatu subgroup of Oceanic 
languages, John Lynch claims that verb serialization has disappeared 
from Anejom because of three factors: 

1) the development of an 'echo-subject' construction, in which the 
Proto Oceanic conjunction /*ma/ 'and' has developed as a preverbal 
clitic (possibly only with directional verbs) indicating that the subject of 
the clause to which it is cliticized is the same as the subject of the 
previous clause. 

2) Phonological reduction, which converted two serialized (non-
directional) verbs into one compound verb. 

3) The development of directional suffixes from /m/-marked directional 
verbs. 

He concludes that once these processes got firmly established in the 
language, serialization disappeared and both echo-subject marking 
and compounding were used extensively.

Considering various types of serial and complex verbs in Nêlêmwa, 
Isabelle Bril shows that complex verbs are mainly of three types 
involving various types of verb and different hierarchies: (i) time-
iconic, co-ranking active verbs; (ii) asymmetric verbs expressing 
adverbial modification or aspectual and modal specification; (iii) semi-
grammaticalized verb strings with argument-expanding or conjunctive 
functions. Contrary to Foley & Olson's (1985) generalization 
that "nuclear layer" serialization is mostly found in SOV languages, 
while SVO languages have predominant core layer serialization, Bril 
shows that "nuclear layer" serial constructions [(S) V V(O)] are also 
found in Nêlêmwa. She discusses various syntactic functions of SVCs 
in Nêlêmwa, assesses the syntactic, semantic and discourse 
differences between complex verbs and syndetic or asyndetic 
coordinate or subordinate VPs and clauses.

Studying complex predicates in East Uvean language, Claire Moyse-
Faurie comes to the conclusion that the strictly defined 
SVCs 'denoting one event and including simultaneous actions' are 
very rare in this language. The two main reasons behind this are: (i) in 
a sequence of two verbs, the V1 usually tends to be either a modal or 
aspectual marker, while the V2 tends to be an adjunct of manner. So, 
such constructions stand somewhere between modifying serialization, 
or grammaticalization, or lexicalization. (ii) coordinate structures 
referring to quasi simultaneous events and complementation 
structures referring to successive actions of a single event are 
preferred over SVCs.

Considering complex verbal sequences in Pileni, Åshild Næss shows 
that because of argument ellipsis and lack of subordination markers, 
in many instances it is difficult to distinguish SVCs from some other 
type of complex or conjoined clauses. However, in the case of SVCs, 
serialization occurs both at the level of the nucleus and of the core. 
Core-layer SVCs must have the same temporal frame but may differ in 
aspect, while nuclear-layer SVCs must share both tense and aspect. 
At the core-layer serialization, the difference between "contiguous" 
and "non-contiguous" serialization is exploited to achieve two different 
functions with the same V1.

Investigating Tahitian two-lexeme strings 'X Y' referring to a single 
process, Mirose Paia and Jacques Vernaudon claim that it is a 
particular case of qualitative modification, following the order 'modified-
modifier'. This procedure is used both in predicate and argument 
phrases.

Ulrike Mosel has shown that complex predicates in Samoan consist of 
two or more contiguous lexical words. Interestingly, in this language, 
lexical categories like nouns, adjectives and verbs cannot be 
distinguished by morphological or distributional criteria of 
classification; that is, noun phrases and verb complexes cannot be 
defined as projections of nouns and verbs. Consequently, 
constructions of juxtaposed content words are not defined by morpho-
syntactic characteristics, rather they are established by the lexical 
features of the content words involved. Beside the predicative 
behaviour of the juxtapositional constructions, they can function as 
either nucleus or modifier of noun phrases and verb phrases, as 
components of superordinate juxtapositional constructions. Such 
multifunctionality of juxtapositional constructions within noun phrases 
and verb complexes shows that they form independent syntactic units 
below phrase level.

Studying modern Oceanic languages, Malcolm Ross has shown that 
directional verbs in SVCs have been grammaticized in three different 
ways: as directionals, as pre-verbal clitics, and as relators / 
prepositions, and these grammaticization paths have to certain extent 
been constrained by the structure of the SVCs. A pre-verbal clitic 
arises only from a sequential SVC, but a directional SVC may give rise 
to either a directional or a relator/preposition (although this latter 
choice is not conditioned by the SVC). As directional SVCs are 
frequently used in discourse, they are more grammaticized than the 
sequential SVCs. Not only transitives, but also intransitive verbs may 
be grammaticized as prepositions.

Investigating the evolution of the verb 'take' in New Caledonian 
languages, Françoise Ozanne-Rivierre has shown that both, 
lexicalization and grammaticalization, are at work in this 
language. 'take', which usually occurs in the V2 position in a sequence 
of two verbs [V1 V2], has been fully lexicalized in all the languages of 
the group, and in some languages, it is gradually assimilated in 
transitive compound verbs. It has been grammaticalized as the object 
case marker in serial constructions in several language families 
including Mandarin. In Nyelâyu, this verb is further delexified and the 
transitive suffix /-va/ in causatives is derived from the cliticized form of 
the verb /Pha/ 'take'. Contrary to Lord's (1993:96) analysis of this 
verb 'take' in Mandarin, where 'take' has been analyzed as a transitive 
construction marker and has been grammaticalized as a syntactic 
object marker; in New Caledonia, Ozanne-Rivierre claims that 'take' 
has evolved into an applicative transitivizing morpheme, and instead 
of using a reflex of the Proto Oceanic applicative transitivizing suffix, 
New Caledonian languages use a semantically transparent transitive 
verb 'take, carry' for associative case-marking.

Considering the [V V] sequences in New Caledonian languages, 
Françoise Ozanne-Rivierre & Jean-Claude Rivierre show that these 
serial verbs have evolved into verbal compounds. In the languages of 
the Mainland of New Caledonia, the "classifying" verbal prefixes 
derive from compound constructions in which the first verb is reduced 
to its first syllable (or first mora). Unlike the languages of the north, the 
proliferation of monomoraic lexical verbal prefixes is characteristic of 
Southern languages which have open syllables and a strong tendency 
to monosyllabism. Development of "classifiers" and co- lexicalization of 
two (or more) verb-stems to create more complex verbal concepts 
contribute to the lexical renewal in Southern languages. Thus, given 
the highly variable productivity of verbal prefixes in Kanak verb 
compounds, the term "lexical prefixes", used by Nojima (1996) for 
Bunum, seems more appropriate for Kanak languages than that 
of "classificatory prefixes" which is traditionally used in Oceanic 
studies.

EVALUATION 

This is an excellent reference book. Anyone interested in serial verbs, 
complex predicates, grammaticalization, language typology, Oceanic 
languages, etc., would benefit from the huge collection of data and 
cross-linguistic comparisons presented in the book. The data 
presented in the book come from a broad range of languages 
constituting various subgroups of Oceanic languages. It presents 
syntactic, lexical, and to certain extent semantic and phonological 
information on complex predicates, which has important theoretical 
implications. There is a clear effort on the part of many authors to 
discuss previous analyses. The presentation presumes no specialist 
knowledge of Oceanic languages and is very friendly towards those 
with no experience in these languages. In short, it is a great 
accomplishment.

The fourteen papers included in this volume constitute a valuable 
contribution to research on complex predicates as well as on Oceanic 
languages. As concerns the complex predicates, a great variety of 
structural types (i.e.types such as nuclear and core-layer serialization, 
having two main structural subtypes such as "symmetrical" (co- 
ranking), and "asymmetrical" (implying head-modifier hierarchy)) have 
been discussed. A number of issues concerning characteristics of 
serial verbs (e.g. prosody, shared tense-aspect marker and polarity 
markers, finiteness vs nonfiniteness), ordering principles (iconic 
ordering vs parametric settings), different approaches (syntactic vs 
lexicalist approach) are addressed. The volume explores several 
evolutionary paths on different levels: degrees of grammaticalization 
(into operators, case-markers, conjunctions) and morphologization at 
the morphosyntactic level, and degrees of co-lexicalization and 
compounding at word level.

However, there are certain shortcomings. Although the editors in 
the 'introduction' (p-x)to the volume, state that the label 'complex 
predicate' has been used as a cover-term for both complex predicate 
and SVCs, Bril distinguishes serial constructions from Complex 
predicates in terms of monoclausality (p-25), and other authors 
(François, Reinig, Næss) of the volume distinguish between the two 
terms as well. So, a different cover-term would have been a better 
choice. Also, the subtitle of the book in terms of 'binding and 
boundness' is very little justified, except for Bril's article.

REFERENCES 

Foley, William A. & Mike Olson (1985) "Clausehood and verb 
serialization", in: Johanna Nichols & Anthony C.Woodbury (eds), 
Grammar inside and outside the clause. 17-60. Cambridge: 
Cambridge University Press.

Lord, Carol (1993) Historical Change in Serial Verb Constructions. 
Amsterdam-Philadelphia: John Benjamins.

Nojima, Motoyasu (1996) "Lexical Prefixes of Bunum Verbs". Gengo 
Kenkyu 110: 1-27. 

ABOUT THE REVIEWER

Kalyanamalini Sahoo, PhD. in Linguistics, Norwegian University of 
Science & Technology, Trondheim. She has extensively worked on 
serial verbs and complex predicates, with a number of publications 
including her Ph.D thesis on complex verb constructions in Oriya (an 
Indo-Aryan language). Her research interests include syntax, 
typology, and computational morphology.




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