[Lingtyp] Structural congruence

Mon Jan 18 20:20:43 UTC 2016

Jan Rijkhoff and Randy LaPolla are completely right that word order 
studies have sometimes been based on formally defined comparative 
concepts. This has long been recognized (but perhaps not emphasized 
sufficiently), e.g. in Dryer's (2005) WALS chapter on relative clauses, 
he defines a relative clause as follows: " A construction is considered 
a relative clause for the purposes of this map if it is a clause which, 
either alone or in combination with a noun, denotes something and if the 
thing denoted has a semantic role within the relative clause" 
(http://wals.info/chapter/90). Thus, relative clauses must be clauses, 
i.e. simple adnominal adjectives do not count.

(This is in contrast with Comrie's (1981) definition of relative clause, 
which is purely semantic and thus (counterintuitively) includes 
adnominal adjectives. This worked for Comrie's purposes, because he was 
not interested in the ordering possibilities of relative clauses, and 
for the generalizations that he considered, the inclusion of adnominal 
adjectives did not make a difference.)

By contrast, Dryer indeed includes relative clauses in his chapter on 
the order of adjective and noun. For example, he says about Ojibwa, 
which lacks a dedicated class of adjectives: "Because words expressing 
adjectival meaning are really verbs iin Ojibwa, instances in which such 
words modify nouns, like (6a), are, strictly speaking, relative clauses" 
(http://wals.info/chapter/87).

Here it might have been better to use the term "property word" rather 
than "adjective", but in practice, it is often very hard to say whether 
a language has a "dedicated" class of adjectives (Dixon 2004 even claims 
that all languages have one, even if the distributional differences may 
be very small). Thus, it is not the terms that count, but the 
definitions, and these are generally very clear in Dryer's WALS chapters.

When Dryer says that adjectives are non-branching elements, as opposed 
to relative clauses which are branching elements, he evidently means the 
most frequent types of adnominal property words and adnominal clauses. 
Adjective phrases can be long ("very proud of his achievements"), and 
relative clauses can be short ("who left"), but it is clear that 
overall, relative clauses (a formally defined concept) tend to be longer 
than property-word modifiers (a semantically defined concept).

In general, I find it important to recognize that typology works with a 
heterogeneous class of comparative concepts, which may be defined in a 
variety of ways (formally, functionally, with respect to discourse, with 
respect to translation equivalence, etc.). Typology does not 
(necessarily) work in terms of the descriptive categories that are the 
most useful in analyzing languages, and it need not define its concepts 
in a uniform way.

Best wishes,
Martin

On 18.01.16 13:41, Jan Rijkhoff wrote:
>
> I think the last word has not been said about Greenbergian word order 
> correlations, mainly because semantic categories and formal categories 
> have not always been clearly distinguished in post-Greenberg (1963) 
> word order studies (Rijkhoff 2009a).* For example, both Hawkins (1983: 
> 12) and Dryer (1992: 120) claimed that they followed Greenberg (1963: 
> 74) in ‘basically applying semantic criteria’ to identify members of 
> the same category across languages, but in practice these semantically 
> defined forms and constructions are treated as formal entities.
>
> If Hawkins and Dryer applied semantic criteria in their 
> cross-linguistic studies, this implies, for example, that their 
> semantic category Adjective must also have included verbal and nominal 
> expressions of adjectival notions (such as relative clauses and 
> genitives), which are typically used in languages that lack a 
> dedicated class of adjectives:
>
> _Kiribati _(Ross 1998: 90)
>
> (1)///teueeaeetikiraoi/(relative clause)
>
> artflower rel 3sg.s be.pretty
>
> ‘a pretty flower’ (lit. ‘a flower that pretties’)
>
> _Makwe_(Devos 2008: 136)
>
> (2)/   muú-nuw-á=ki-búúli/(genitive)
>
> nc1-person pp1-gen=nc7-silence
>
>     ‘a silent person’ (lit. ‘person of silence’)
>
> Relative Clause and Genitive are, however, also semantic categories in 
> their own right in word order studies by Dryer and Hawkins.
>
> When these authors subsequently formulate rules and principles on the 
> basis of the data they collected, the semantic category labels 
> (Adjective, Genitive, Relative Clause, but also e.g. Demonstrative and 
> Numeral) appear to stand for _formal_ categories, i.e. categories 
> whose members are defined on the basis of structural or 
> morphosyntactic criteria. This apparent change of category is not 
> explained, but can be seen in the case of the ‘Heaviness Serialization 
> Principle’ (Hawkins 1983: 90-91) and the ‘Branching Direction Theory’ 
> (Dryer 1992).
>
> Hawkins defined ‘heaviness’ in terms of such non-semantic criteria as 
> (a) length and quantity of morphemes, (b) quantity of words, (c) 
> syntactic depth of branching nodes, and (d) inclusion of dominated 
> constituents.
>
> (3)///Heaviness Serialization Principle/: Rel≥_R Gen≥_R A≥_R Dem/Num
>
> Thus a member of the (semantic? formal?) category Relative Clause is 
> ‘heavier’ than a member of the (semantic? formal?) category Adjective. 
> But Hawkins’s semantic category Adjective must also have included 
> members of the ‘heavy’ formal categories Genitive and Relative Clause 
> (see (1) and (2) above). It is not clear whether the original members 
> of the single semantic category Adjective were later ‘re-categorized’ 
> and distributed over the formal categories Adjective, Genitive and 
> Relative Clause in the /Heaviness Serialization Principle/.
>
> Dryer’s ‘Branching Direction Theory’ refers to a structural feature of 
> the internal syntactic organization of a constituent. According to the 
> ‘Branching Direction Theory’, relative clauses and genitives are 
> phrases, i.e. members of a branching category, whose position relative 
> to the noun correlates with the relative order of Verb and Object, 
> whereas adjectives are non-branching elements, whose position relative 
> to the noun does not correlate with OV or VO order (Dryer 1992: 107-8, 
> 110-1). In this case, too, one may assume that the semantic category 
> Adjective also included members of the formal categories Genitive and 
> Relative Clause (see examples above). Again we do not know what 
> happened to the branching/phrasal members of the erstwhile(?) semantic 
> category Adjective (relative clauses, genitives) when this category 
> was turned into the formal (non-branching) category Adjective that is 
> part of the ‘Branching Direction Theory’.
>
> So as to avoid categorial confusion in cross-linguistic research (and 
> so as to make it possible to produce more reliable results), it is 
> necessary to keep formal and semantic categories apart, as members of 
> these two categories have their own ordering rules or preferences. I 
> also think it is an illusion to think we can give a satisfactory 
> account of the grammatical behaviour of linguistic units -including 
> word order- without taking into consideration functional 
> (interpersonal) categories or ‘discourse units’ (Rijkhoff 2009b, 2015).
>
> * Greenberg (1963: 88) made it clear that he sometimes used formal 
> criteria to remove certain members of a semantic category before he 
> formulated a universal, as in the case of his Universal 22.
>
> *References*
>
> Devos, M. 2008. /A Grammar of Makwe/. München: Lincom Europa.
>
> Dryer, M. S., 1992. The Greenbergian word order correlations. 
> /Language/ 68-1, 81-138.
>
> Greenberg, J. H. 1963. Some universals of grammar with particular 
> reference to the order of meaningful elements. In J. H. Greenberg 
> (ed.), /Universals of Language/, 73-113. Cambridge MA: MIT.
>
> Hawkins, J. A., 1983. /Word Order Universals: Quantitative analyses of 
> linguistic structure/. New York: Academic Press.
>
> Rijkhoff, J. 2009a. On the (un)suitability of semantic categories. 
> /Linguistic Typology/ 13-1, 95‑104.
>
> Rijkhoff, Jan. 2009b. On the co-variation between form and function of 
> adnominal possessive modifiers in Dutch and English. In William B. 
> McGregor (ed.), /The Expression of Possession/ (The Expression of 
> Cognitive Categories [ECC] 2),51‑106. Berlin and New York: Mouton de 
> Gruyter.
>
> Rijkhoff, J. 2015. Word order. In James D. Wright (editor-in-chief), 
> /International Encyclopedia of the Social & Behavioral Sciences 
> (Second Edition)/, Vol. 25, 644–656. Oxford: Elsevier.
>
> Ross, M. 1998. Proto-Oceanic adjectival categories and their 
> morphosyntax. /Oceanic Linguistics/ 37-1, 85-119.
>
> Jan Rijkhoff
>
> ------------------------------------------------------------------------
> *From:* Lingtyp [lingtyp-bounces at listserv.linguistlist.org] on behalf 
> of Alan Rumsey [Alan.Rumsey at anu.edu.au]
> *Sent:* Monday, January 18, 2016 12:23 PM
> *To:* lingtyp at listserv.linguistlist.org
> *Subject:* Re: [Lingtyp] Structural congruence as a dimension of 
> language complexity/simplicity
>
> Many thanks to all of you who responded to my posting on this topic, 
> both online and off. All the readings you have pointed me to have 
> indeed been highly relevant and very useful, including an excellent 
> recent publication by Jennifer Culbertson that she pointed me to in 
> her offline response, at 
> http://journal.frontiersin.org/article/10.3389/fpsyg.2015.01964/abstract 
> <redir.aspx?REF=sGl5RomnpE-BF3Bt1foWHNs4EZ9sLFpNokQs5Y0pxDO6ZjPcAyDTCAFodHRwOi8vam91cm5hbC5mcm9udGllcnNpbi5vcmcvYXJ0aWNsZS8xMC4zMzg5L2Zwc3lnLjIwMTUuMDE5NjQvYWJzdHJhY3Q.>
>
> Thanks especially to Matthew Dryer for pointing out that the 
> Greenbergian ‘universal’ I had used as an example – the putative 
> association between VSO and noun-adjective order — had been falsified 
> by his much more thorough 1992 study “The Greenbergian Word Order 
> Correlations”.  My reading of that article and further correspondence 
> with him has confirmed that, by contrast, Greenberg’s universals no 3 
> and 4 were solidly confirmed by his study, namely that SOV languages 
> are far more likely to have postpositions than prepositions and that 
> the reverse is true for VSO  languages.
>
> Drawing on all your suggestions, Francesca and I have now finished a 
> draft of the paper referred to in my posting, called 'Structural 
> Congruence as a Dimension of Language Complexity: An Example from Ku 
> Waru Child Language’.**If any of you would like to read it please let 
> me know and I’ll send it to you.
>
> Alan
>

-- 
Martin Haspelmath (haspelmath at shh.mpg.de)
Max Planck Institute for the Science of Human History
Kahlaische Strasse 10	
D-07745 Jena
&
Leipzig University
Beethovenstrasse 15
D-04107 Leipzig

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