[Lingtyp] grammaticalized v grammaticized
Alex Francois
francois at vjf.cnrs.fr
Wed Jun 12 16:35:59 UTC 2019
dear Prof. Lehmann, dear all,
Christian Lehmann's message prompted some thoughts while I was in the tram.
> *Nobody has yet proposed to distinguish between synchronic and diachronic
assimilation*
I'm not sure about that. Some processes of assimilation are productive,
subject to active rules in the synchrony of a language [*wug * > *wug-s*];
in other cases, assimilation is really a diachronic process, which has no
reality in modern languages [Lat. **ad-simulātio* > **assimulātio* > Eng.
*assimilation*]
I think it does make sense to distinguish between synchronic and diachronic
assimilation. The same could be argued about the other examples cited
(diphthongation, univerbation, metaphora).
About *grammatic(al)ization*:
> *I would advise against providing different terms for the concepts
‚synchronic grammaticalization‘ and ‚diachronic grammaticalization‘.*
I do think the distinction makes sense here, and for another important
reason: namely, the two phenomena discussed in this week's debate are
actually quite distinct.
Let me quote again Bill Palmer's very clear formulation:
I use *grammaticized *to refer to a synchronic situation, and *grammaticalized
> *to refer to a diachronic process. For example, I would say that the
> category of auditory evidentiality ("I heard [X happen]") is grammaticized
> in language X, meaning that the category is expressed in the language by a
> grammatical form; and I would say that the verb 'hear' has grammaticalized
> as an evidential marker in language X, meaning that a form with a lexical
> meaning has developed into a grammatical marker of some kind.
I think that Bill's two categories differ not only by the trait *synchronic*
vs. *diachronic*, but also by other properties; in effect they are two
separate concepts.
Although I've never personally used the forms "grammaticization" or
"grammatization", I will follow Bill's usage (at least for the sake of the
current discussion), and distinguish between two terms:
1. "*grammaticization*" is a property of a system.
It refers to the fact that a given grammatical system (a language L)
treats a given meaning M as an emic category, using formal structures
(morphs, morphemes, constructions) that are contrastive.
2. "*grammaticalization*" is a property of a form.
It refers to a process of linguistic change, whereby a form F, usually
understood to be initially lexical, acquires a meaning M that is
grammatical. That meaning M may exist already in the system, or it may be
created precisely as a result of this process of grammaticalization.
[*a note on terminology*:
I reckon that "grammaticalization" in the sense #2 is well established in
our discipline, and should not be changed. "Grammaticization" in the sense
#1 is less entrenched, and it is not too late for us to find a better
term. Grammatify? grammatize? grammemicize (cf. phonemicize) ? or just
*emicize* ? hm.]
Crucially, #1 and #2 are orthogonal phenomena; they cannot simply be
analyzed as two facets (one synchronic, one diachronic) of the same thing.
Indeed, #1 grammaticization itself can be understood as compatible with a
synchronic and a diachronic interpretations, distinct from #2
grammaticalization.
- #1 grammaticization viewed synchronically: *language L treats meaning
M as emic*.
- Classical Latin grammaticized the TAM category of future:
*scrībet* 'he will write' (opp. Indicative present *scrībit*,
Subjunctive *scrībat*).
- Homeric Greek grammaticized the Dual: τὼ χεῖρε "(both) hands".
- Hiw (Vanuatu) grammaticizes the subjunctive — i.e. it "has" a
subjunctive category, contrary to its neighbours.
- #1 grammaticization viewed diachronically: *language L acquires an
emic category M which it didn't have before*.
This takes place via language change [but not necessarily via #2
grammaticalization]
- e.g. 17th century French has been claimed (Lancelot & Arnauld 1660,
cited in Comrie 1985:93) to have acquired a semantic contrast
between *hodiernal
past* /j'ai écrit/ 'I wrote [earlier today]' vs. *prehodiernal
past* /j'écrivis/
'I wrote [earlier than today]'. This could be formulated by saying that
French, historically, began *grammaticizing *a category of hodiernal
past (as in, say, Yeyi, a Bantu lg of Namibia – Seidel 2008), which
it didn't use to grammaticize before — and which it later lost.
- Other example:
While PIE used to grammaticize the two cases Instrumental and
Ablative separately, Classical Latin merged them; as a result,
for a while
it grammaticized an emic category of *instrumental–ablative* [= the
classical Ablativus: *gladiō* 'with a sword' ~ *domō* 'from the
house'].
Later on, that emic category ceased to be grammaticized, as Late
Latin (Romance) developed a contrast between a proper ablative on the one
hand [**de suo domo* 'from his house'] vs. a new category of
instrumental–comitative [**cum suo gladio* 'with his sword' / **cum
suo patre *'with his father'].
These processes of semantic change would not be accurately described as
cases of #2 "grammaticalization", if the latter is understood as the change
of a form from lexical to grammatical. The emergence and/or loss of
grammaticized (emic) categories took place here through the semantic
restructuring of existing grammatical categories, with no lexical input.
As for #2 *grammaticalization*, it could also be argued to be compatible
with a synchronic and a diachronic interpretation:
- synchronic: *a form F is used, synchronically, both as a lexical item
and as a grammatical device*.
e.g. in Mwotlap (Vanuatu), the form *tēy* is a lexical verb meaning
'hold, have in hand', and it has also grammaticalized as an applicative.
Both meanings are active in synchrony. In the same language, *van* is
both a verb 'go' and an allotropic directional ("thither").
French also has a form *devoir*, which is both a lexical verb (*je lui
dois 30 euros* "I *owe* her 30 €") and a grammatical device coding for
deontic or epistemic modality (*il doit être 3h* "it must be 3 o'clock").
Synchronic grammaticalization is a type of polysemy, and more exactly,
of heterosemy (cf. Lichtenberk 1991; Enfield 2006).
- diachronic: *a form F, at some point, loses its lexical meaning, and
survives as a grammatical morpheme*.
e.g. Lat. *habēre* 'hold, have' grammaticalized as an auxiliary for
perfect tense [*habeo scriptum* 'I have written'], while still keeping
for a while its lexical meaning — resulting in heterosemy (within Latin).
Modern Spanish then lost the lexical meaning of *haber*, and keeps this
form only as a grammatical device.
Finally, on the relations between #1 and #2: these are orthogonal concepts.
I'll try to put my thoughts in order with a table:
[image: image.png]
Notes about this table:
#2 grammaticalization comes with diachronic #1 grammaticization, *iff* the
change from Lexical to Grammatical results in the emergence of a
grammatical category that did not exist previously in the system.
e.g. Classical Latin used to not grammaticize the conditional (=it didn't
have it as an emic category).
At some point, Late Latin went through (#2) grammaticalization **scrībere
habēbat* 'he had to write' >> Ital. *scriver-ebbe* 'he would write'. This
instance of #2 grammaticalization was also, in this particular case, an
instance of diachronic grammaticization (the creation of a new grammatical
category).
Conversely, the (#2) grammaticalization **scrībere habet* 'he has to write'
>> Ital. *scriver-à* 'he will write' did not entail a change in #1
grammaticization, since the earlier system already had a category of
future. This was just a case of morphological renovation (via lexical
input and grammaticalization) of an existing category. A diachronic
process of grammaticalization, with no change in grammaticization.
best
Alex
------------------------------
Alex François
LaTTiCe <http://www.lattice.cnrs.fr/en/alexandre-francois/> — CNRS–
<http://www.cnrs.fr/index.html>ENS
<https://www.ens.fr/laboratoire/lattice-langues-textes-traitements-informatiques-et-cognition-umr-8094>
–Sorbonne nouvelle
<http://www.univ-paris3.fr/lattice-langues-textes-traitements-informatiques-cognition-umr-8094-3458.kjsp>
Australian National University
<https://researchers.anu.edu.au/researchers/francois-a>
Academia page <https://cnrs.academia.edu/AlexFran%C3%A7ois> – Personal
homepage <http://alex.francois.online.fr/>
------------------------------
On Tue, 11 Jun 2019 at 11:09, Christian Lehmann <
christian.lehmann at uni-erfurt.de> wrote:
> The discussion has brought up several distinct meanings that can be
> associated with such terms as *grammat(ic(al))ization*. Several of the
> concepts involved are doubtless useful in linguistics and would suit such a
> term. I would advise against providing different terms for the concepts
> ‚synchronic grammaticalization‘ and ‚diachronic grammaticalization‘. I
> distinguish between the formation of a concept and providing a term for it.
> There is apparently no methodological principle that would allow or exclude
> the formation of concepts of just anything. Certainly it may be useful to
> distinguish between ‚grammaticalization viewed as manifested in synchrony‘
> and ‚grammaticalization viewed as manifested in diachrony‘. However, one
> has to keep in mind that synchrony and diachrony are not two different
> spheres of the object of linguistics, but two alternate perspectives on one
> object. Thus, there are no such things as ‚synchronic grammaticalization‘
> as a process distinct from ‚diachronic grammaticalization‘. The same is
> true of countless other linguistic processes. Nobody has yet proposed to
> distinguish between synchronic and diachronic assimilation, synchronic and
> diachronic diphthongation, synchronic and diachronic univerbation,
> synchronic and diachronic metaphora and so on ad nauseam. Descriptive and
> historical grammarians have simply assumed that there is, in each of these
> cases, only one such process which manifests itself in the perspective
> taken by them; and rightly so.
>
> So again, one may, of course, view grammaticalization either in a
> synchronic or in a diachronic perspective. It is, however, methodologically
> dangerous to provide different terms for such constructs, because a
> construct provided with a (handy) term has a strong tendency to be
> hypostatized to an entity existing independently of our approach. Witness
> the countless definitions found in the literature according to which
> grammaticalization is allegedly a diachronic (or even worse, a historical)
> process. Sorry for sounding dogmatic about this; but our theory is going to
> make progress only if we get the methodology right.
>
> Positive balance: Let’s reserve the variants of *grammat(ic(al))ization* for
> some of the other concepts brought up in the discussion.
>
> --
>
> Prof. em. Dr. Christian Lehmann
> Rudolfstr. 4
> 99092 Erfurt
> Deutschland
> Tel.: +49/361/2113417
> E-Post: christianw_lehmann at arcor.de
> Web: https://www.christianlehmann.eu
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